SFC Licences of NG Yu Hin 吳宇軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 | RE | 4 | 25 March 2014 | |
| Halcyon Securities Limited 鎧盛證劵有限公司 | RE | 2 | 25 March 2014 | |
| Halcyon Securities Limited 鎧盛證劵有限公司 | RE | 1 | 25 March 2014 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 28 February 2012 | 15 March 2014 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 07 November 2011 | 15 March 2014 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 28 July 2011 | 15 March 2014 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 22 October 2010 | 15 March 2014 |