SFC Licences of LUO Yixin 羅藝鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 06 July 2018 | |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 10 March 2015 | 08 June 2018 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 26 September 2014 | 08 June 2018 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 | RE | 4 | 11 April 2013 | 01 September 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 26 May 2011 | 14 August 2012 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 24 November 2010 | 06 May 2011 |