SFC Licences of TO Ting Fung 杜霆鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 15 May 2020 | 01 April 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 May 2020 | 01 April 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 30 January 2019 | 01 January 2020 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 30 January 2019 | 01 January 2020 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 06 October 2017 | 11 January 2019 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 06 October 2017 | 11 January 2019 |
| iBest Investment Services Limited | RE | 3 | 08 June 2017 | 01 September 2017 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 14 December 2011 | 01 September 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 24 October 2011 | 01 September 2017 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 29 December 2010 | 01 September 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 29 December 2010 | 01 September 2017 |