SFC Licences of TANG Wing Him 鄧穎謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
uSmart Securities Limited 盈立證券有限公司	RE	1	10 June 2021	03 August 2022
orientiert XYZ Securities Limited	RE	1	23 November 2020	28 December 2020
AS Capital Limited	RE	1	29 April 2020	21 August 2020
Fosun International Securities Limited 復星國際證券有限公司	RE	4	25 November 2019	12 March 2020
Fosun International Securities Limited 復星國際證券有限公司	RE	1	25 November 2019	12 March 2020
YUANYIN SECURITIES LIMITED 原銀證券有限公司	RE	4	18 June 2019	03 October 2019
YUANYIN SECURITIES LIMITED 原銀證券有限公司	RE	1	18 June 2019	03 October 2019
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	6	09 July 2018	05 April 2019
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	09 July 2018	05 April 2019
Zhongtai International Capital Limited 中泰國際融資有限公司	RE	6	01 December 2015	09 June 2018
Zhongtai International Capital Limited 中泰國際融資有限公司	RE	1	01 December 2015	09 June 2018
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	24 July 2015	14 August 2015
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	24 July 2015	14 August 2015
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	14 October 2014	27 February 2015
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	14 October 2014	27 February 2015
JK Capital Management Limited	RE	9	24 January 2011	29 June 2011