SFC Licences of TZE Hei 紫曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司 | RO | 9 | 25 January 2017 | |
Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司 | RE | 9 | 04 February 2015 | 25 January 2017 |
Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 4 | 18 November 2014 | 07 January 2015 |
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RE | 9 | 15 June 2011 | 07 January 2015 |
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RE | 4 | 15 June 2011 | 07 January 2015 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 9 | 19 January 2011 | 28 January 2011 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 19 January 2011 | 28 January 2011 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 19 January 2011 | 28 January 2011 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 19 January 2011 | 28 January 2011 |