SFC Licences of TZE Hei 紫曦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司 RO 9 25 January 2017
Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司 RE 9 04 February 2015 25 January 2017
Sheng Yuan Securities Limited 盛源證券有限公司 RE 4 18 November 2014 07 January 2015
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 9 15 June 2011 07 January 2015
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 4 15 June 2011 07 January 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 19 January 2011 28 January 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 19 January 2011 28 January 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 19 January 2011 28 January 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 19 January 2011 28 January 2011