SFC Licences of WOO Walter Wing Hong 胡永匡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 24 January 2022 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 22 February 2017 | 05 May 2022 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 08 June 2015 | 15 November 2016 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 28 November 2014 | 03 June 2015 |
JK Capital Management Limited | RE | 9 | 02 August 2011 | 02 April 2014 |
JK Capital Management Limited | RE | 4 | 02 August 2011 | 02 April 2014 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 25 February 2011 | 11 July 2011 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 25 February 2011 | 11 July 2011 |