SFC Licences of ORR Alwin 柯百聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
T.F.S. Derivatives HK Limited RE 2 04 May 2021
T.F.S. Derivatives HK Limited RE 1 04 May 2021
Tullett Prebon (Hong Kong) Limited RE 2 12 February 2018 24 April 2021
Tullett Prebon (Hong Kong) Limited RE 1 12 February 2018 24 April 2021
Sunrise Brokers (Hong Kong) Limited RE 2 30 September 2015 29 December 2017
Sunrise Brokers (Hong Kong) Limited RE 1 30 September 2015 29 December 2017
Tullett Prebon (Hong Kong) Limited RE 2 16 March 2011 17 June 2015
Tullett Prebon (Hong Kong) Limited RE 1 16 March 2011 17 June 2015