SFC Licences of ORR Alwin 柯百聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
T.F.S. Derivatives HK Limited | RE | 2 | 04 May 2021 | |
T.F.S. Derivatives HK Limited | RE | 1 | 04 May 2021 | |
Tullett Prebon (Hong Kong) Limited | RE | 2 | 12 February 2018 | 24 April 2021 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 12 February 2018 | 24 April 2021 |
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 30 September 2015 | 29 December 2017 |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 30 September 2015 | 29 December 2017 |
Tullett Prebon (Hong Kong) Limited | RE | 2 | 16 March 2011 | 17 June 2015 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 16 March 2011 | 17 June 2015 |