SFC Licences of JIN Lu 金路
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nine Masts Capital Limited 天元資本有限公司 |
RE | 9 | 06 March 2015 | 31 August 2017 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RE | 4, 9 | 04 March 2011 | 18 February 2015 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RE | 4, 5, 9 | 04 March 2011 | 18 February 2015 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | 4, 9 | 27 November 2017 | |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RE | 4, 9 | 19 September 2017 | 27 November 2017 |