SFC Licences of LI Lu 李璐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Asset Management Limited 建銀國際資產管理有限公司 RO 9 15 April 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司 RO 4 15 April 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司 RO 1 15 April 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 18 December 2019 15 April 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 11 December 2019 15 April 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 11 December 2019 15 April 2020
ABCI Asset Management Limited 農銀國際資産管理有限公司 RO 9 29 January 2014 19 November 2019
ABCI Asset Management Limited 農銀國際資産管理有限公司 RO 4 29 January 2014 19 November 2019
ABCI Asset Management Limited 農銀國際資産管理有限公司 RE 9 12 December 2013 29 January 2014
ABCI Asset Management Limited 農銀國際資産管理有限公司 RE 4 12 December 2013 29 January 2014
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 9 01 March 2011 29 November 2013
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 4 01 March 2011 29 November 2013