SFC Licences of BESSE Pol
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | RE | 2 | 01 August 2016 | 15 September 2023 |
| Citadel Securities (Hong Kong) Limited | RE | 1 | 01 August 2016 | 15 September 2023 |
| Merrill Lynch Far East Limited | RE | 2 | 16 June 2014 | 22 April 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 16 June 2014 | 22 April 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 June 2014 | 22 April 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 14 March 2011 | 02 April 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 March 2011 | 02 April 2014 |