SFC Licences of HAZARIKA Anupom

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	11 October 2021	19 September 2022
Morgan Stanley Hong Kong Securities Limited	RE	7	30 April 2015	16 July 2021
Morgan Stanley Hong Kong Securities Limited	RE	2	30 April 2015	16 July 2021
Morgan Stanley Hong Kong Securities Limited	RE	1	30 April 2015	16 July 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	30 April 2015	16 July 2021
J.P. Morgan Securities (Far East) Limited	RE	4	15 May 2013	18 March 2015
J.P. Morgan Securities (Far East) Limited	RE	1	15 May 2013	18 March 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	1	10 March 2011	18 March 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	4	10 March 2011	18 March 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	2	10 March 2011	18 March 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	5	10 March 2011	18 March 2015
J.P. Morgan Securities (Far East) Limited	RE	4	10 March 2011	23 May 2012
J.P. Morgan Securities (Far East) Limited	RE	1	10 March 2011	23 May 2012