SFC Licences of HAZARIKA Anupom

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 11 October 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 30 April 2015 16 July 2021
Morgan Stanley Hong Kong Securities Limited RE 1 30 April 2015 16 July 2021
Morgan Stanley Hong Kong Securities Limited RE 2 30 April 2015 16 July 2021
Morgan Stanley Hong Kong Securities Limited RE 7 30 April 2015 16 July 2021
J.P. Morgan Securities (Far East) Limited RE 1 15 May 2013 18 March 2015
J.P. Morgan Securities (Far East) Limited RE 4 15 May 2013 18 March 2015
J.P. Morgan Broking (Hong Kong) Limited RE 5 10 March 2011 18 March 2015
J.P. Morgan Broking (Hong Kong) Limited RE 4 10 March 2011 18 March 2015
J.P. Morgan Broking (Hong Kong) Limited RE 2 10 March 2011 18 March 2015
J.P. Morgan Broking (Hong Kong) Limited RE 1 10 March 2011 18 March 2015
J.P. Morgan Securities (Far East) Limited RE 4 10 March 2011 23 May 2012
J.P. Morgan Securities (Far East) Limited RE 1 10 March 2011 23 May 2012