SFC Licences of LECOQ Charles Makoto
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 21 February 2022 | |
| Merrill Lynch Far East Limited | RE | 1 | 21 February 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 February 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 23 October 2018 | 30 November 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 23 October 2018 | 30 November 2018 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 26 September 2016 | 16 April 2018 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 11 May 2012 | 20 May 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 11 May 2012 | 20 May 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 11 May 2012 | 20 May 2016 |