SFC Licences of KARIA Karan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MVN Asset Management Limited | RO | 9 | 24 May 2017 | 09 June 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 02 June 2015 | 04 March 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 02 June 2015 | 04 March 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 02 June 2015 | 04 March 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 02 June 2015 | 04 March 2016 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 22 August 2013 | 04 March 2015 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 24 July 2012 | 04 March 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 April 2011 | 04 March 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 06 April 2011 | 04 March 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 06 April 2011 | 14 November 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 06 April 2011 | 01 November 2013 |