SFC Licences of ZHU Su 朱溯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 29 August 2011 | 07 March 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 August 2011 | 07 March 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 April 2011 | 23 June 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 06 April 2011 | 23 June 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 06 April 2011 | 23 June 2011 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 06 April 2011 | 23 June 2011 |