SFC Licences of LAM Lai Kwan 林麗君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 01 December 2022 | |
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 28 December 2017 | |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 27 June 2017 | 31 December 2022 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 4 | 04 September 2012 | 27 September 2014 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 1 | 04 September 2012 | 27 September 2014 |
Value Partners Limited 惠理基金管理公司 | RE | 1 | 11 April 2011 | 24 August 2012 |
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 9 | 11 April 2011 | 24 August 2012 |
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 4 | 11 April 2011 | 24 August 2012 |
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 1 | 11 April 2011 | 24 August 2012 |
Value Partners Limited 惠理基金管理公司 | RE | 9 | 11 April 2011 | 24 August 2012 |
Value Partners Limited 惠理基金管理公司 | RE | 4 | 11 April 2011 | 24 August 2012 |