SFC Licences of LAM Lai Kwan 林麗君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 4 01 December 2022
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 1 28 December 2017
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 4 27 June 2017 31 December 2022
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 4 04 September 2012 27 September 2014
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 1 04 September 2012 27 September 2014
Value Partners Limited 惠理基金管理公司 RE 1 11 April 2011 24 August 2012
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 9 11 April 2011 24 August 2012
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 4 11 April 2011 24 August 2012
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 1 11 April 2011 24 August 2012
Value Partners Limited 惠理基金管理公司 RE 9 11 April 2011 24 August 2012
Value Partners Limited 惠理基金管理公司 RE 4 11 April 2011 24 August 2012