SFC Licences of CHAN Hei Wai 陳喜偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Raising International Securities Limited 瑞昇國際證券有限公司 RO 9 03 November 2023
Raising International Securities Limited 瑞昇國際證券有限公司 RO 4 03 November 2023
Raising International Securities Limited 瑞昇國際證券有限公司 RO 1 03 November 2023
Raising International Securities Limited 瑞昇國際證券有限公司 RE 9 27 October 2023 03 November 2023
Raising International Securities Limited 瑞昇國際證券有限公司 RE 4 27 October 2023 03 November 2023
MFG Limited 峰滙金融集團有限公司 RE 9 01 September 2021 27 September 2023
MFG Limited 峰滙金融集團有限公司 RE 4 01 September 2021 27 September 2023
Yunrui Securities Limited 雲瑞證券有限公司 RO 1 11 August 2020 17 August 2021
Yunrui Asset Management Limited 雲瑞資產管理有限公司 RO 9 25 May 2020 17 August 2021
Yunrui Asset Management Limited 雲瑞資產管理有限公司 RO 4 25 May 2020 17 August 2021
Space Securities Limited 恆宇證券有限公司 RO 1 11 October 2019 13 April 2020
Space Asset Management Limited 恆宇資產管理有限公司 RO 9 02 April 2019 13 April 2020
Space Asset Management Limited 恆宇資產管理有限公司 RO 4 02 April 2019 13 April 2020
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 9 05 January 2016 30 September 2018
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 4 05 January 2016 30 September 2018
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 1 05 January 2016 30 September 2018
RHB Asset Management Limited 興業金融資產管理有限公司 RE 9 28 August 2014 25 November 2015
RHB Asset Management Limited 興業金融資產管理有限公司 RE 4 28 August 2014 25 November 2015
RHB Asset Management Limited 興業金融資產管理有限公司 RE 1 28 August 2014 25 November 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 3 05 August 2013 15 August 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 16 July 2013 15 August 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 16 July 2013 15 August 2014
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 07 May 2013 24 May 2013
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 07 May 2013 24 May 2013
Imperium International Securities Limited 帝國國際証券有限公司 RE 2 08 April 2013 19 April 2013
Imperium International Securities Limited 帝國國際証券有限公司 RE 1 08 April 2013 19 April 2013
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 1 19 April 2011 19 June 2012
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 2 19 April 2011 19 June 2012