SFC Licences of LI Yi Sum 李懿沁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 07 January 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 07 January 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 07 January 2021 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 16 August 2017 | 28 December 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 16 August 2017 | 28 December 2020 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 03 May 2011 | 30 November 2015 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 03 May 2011 | 30 November 2015 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 03 May 2011 | 30 November 2015 |