SFC Licences of SHENK Scott Martin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 24 January 2024 | 02 February 2024 |
| UBS Securities Asia Limited | RE | 2 | 24 January 2024 | 02 February 2024 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 2 | 10 November 2015 | 05 August 2022 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 04 May 2011 | 05 August 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 04 May 2011 | 05 August 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 04 May 2011 | 10 November 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 04 May 2011 | 01 November 2013 |