SFC Licences of XU Bo 徐博
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC CFI Asset Management Company Limited 中信信期國際資產管理有限公司 | RO | 9 | 04 July 2024 | |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RO | 9 | 11 August 2021 | 28 November 2023 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RO | 4 | 18 January 2021 | 28 May 2021 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RO | 4 | 19 August 2020 | 28 November 2023 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 4 | 10 July 2020 | 19 August 2020 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RO | 4 | 01 February 2019 | 05 June 2020 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 12 September 2017 | 01 February 2019 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 29 June 2015 | 21 August 2017 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 11 May 2011 | 31 May 2013 |