SFC Licences of NG Siu Fung, Samson 吳肇鋒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 1 06 November 2023
Nuveen Hong Kong Limited RE 4 21 October 2019 06 May 2022
Nuveen Hong Kong Limited RE 1 21 October 2019 06 May 2022
Schroder Investment Management (Hong Kong) Limited RE 9 03 January 2018 04 September 2019
Schroder Investment Management (Hong Kong) Limited RE 4 03 January 2018 04 September 2019
Schroder Investment Management (Hong Kong) Limited RE 1 03 January 2018 04 September 2019
Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 RE 9 16 September 2015 06 November 2017
Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 RE 4 16 September 2015 06 November 2017
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 9 16 September 2015 06 November 2017
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 4 16 September 2015 06 November 2017
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 1 16 September 2015 06 November 2017
Value Partners Limited 惠理基金管理公司 RE 9 16 September 2015 06 November 2017
Value Partners Limited 惠理基金管理公司 RE 4 16 September 2015 06 November 2017
Value Partners Limited 惠理基金管理公司 RE 1 16 September 2015 06 November 2017
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 1 10 February 2015 07 September 2015
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 9 02 March 2012 07 September 2015
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 4 02 March 2012 07 September 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 27 June 2011 06 September 2011