SFC Licences of TAM Kong Lun 譚港麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 17 October 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 17 October 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 14 September 2021 14 October 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 14 September 2021 14 October 2022
Quam Securities Limited 華富建業證券有限公司 RE 9 19 July 2021 05 September 2021
Quam Securities Limited 華富建業證券有限公司 RE 4 19 July 2021 05 September 2021
Quam Securities Limited 華富建業證券有限公司 RE 1 19 July 2021 05 September 2021
Haitong Futures Hong Kong Limited 海通期貨香港有限公司 RO 5 13 November 2019 01 June 2021
Haitong Futures Hong Kong Limited 海通期貨香港有限公司 RO 2 13 November 2019 01 June 2021
Haitong Futures Hong Kong Limited 海通期貨香港有限公司 RE 2 13 July 2017 13 November 2019
iBest Investment Services Limited RE 3 08 June 2017 30 June 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 08 May 2015 30 June 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 12 March 2015 30 June 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 12 March 2015 30 June 2017
China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 RE 2 26 July 2011 02 March 2015