SFC Licences of HO-LEE Pui Sze, Doris 何珮詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 9 | 01 September 2020 | |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 4 | 01 September 2020 | |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 1 | 01 September 2020 | |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 | RE | 9 | 17 July 2018 | 03 September 2019 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 17 July 2018 | 03 September 2019 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 9 | 11 May 2018 | 19 June 2018 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 4 | 11 May 2018 | 19 June 2018 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 1 | 11 May 2018 | 19 June 2018 |