SFC Licences of YIP Tsz Kin Joe 葉子健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vontobel Limited 瑞萬通博有限公司 | RE | 1 | 20 October 2021 | 16 November 2022 |
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 9 | 28 September 2020 | 23 September 2021 |
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 4 | 28 September 2020 | 23 September 2021 |
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 1 | 28 September 2020 | 23 September 2021 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 | RE | 9 | 10 May 2016 | 07 December 2016 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 | RE | 4 | 10 May 2016 | 07 December 2016 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 10 August 2011 | 01 April 2016 |