SFC Licences of ZHAO Long 趙龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RO 1 27 October 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 27 October 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 23 May 2018 27 October 2021
CLSA Limited 中信里昂證券有限公司
RE 4 23 May 2018 20 July 2021
CLSA Limited 中信里昂證券有限公司
RE 1 17 April 2018 27 October 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 17 April 2018 27 October 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1, 6 13 February 2014 19 January 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 1, 4, 6 05 September 2011 09 January 2014