SFC Licences of ZHAO Long 趙龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 27 October 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 4 | 27 October 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 27 October 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 23 May 2018 | 27 October 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 23 May 2018 | 20 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 17 April 2018 | 27 October 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 17 April 2018 | 27 October 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 13 February 2014 | 19 January 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 13 February 2014 | 19 January 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 05 September 2011 | 09 January 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 05 September 2011 | 09 January 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 05 September 2011 | 09 January 2014 |