SFC Licences of LI Jia You, Leo 李珈佑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司
RO 5 26 February 2021
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RO 1 12 May 2020
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
RO 2 12 May 2020
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司
RO 4 12 May 2020
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
RE 2 13 March 2020 12 May 2020
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司
RE 4 13 March 2020 12 May 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 13 March 2020 12 May 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RO 4 07 March 2018 28 February 2020
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RO 2 20 October 2017 28 February 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RO 1 20 October 2017 28 February 2020
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RE 2 20 April 2015 20 October 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 20 April 2015 20 October 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 2, 5 25 November 2014 16 February 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 23 September 2013 16 February 2015
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 07 September 2011 08 September 2013