SFC Licences of SI Tingting 司婷婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
North Rock Capital Management (HK) Limited | RE | 9 | 24 January 2024 | |
Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 25 February 2022 | 25 July 2023 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 April 2017 | 23 December 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 April 2017 | 05 September 2018 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 11 January 2017 | 06 March 2017 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 21 September 2011 | 03 February 2012 |