SFC Licences of CHAN Wai Lam 陳緯霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Doric Capital Corporation 多利資本有限公司 | RO | 9 | 23 February 2024 | |
| Doric Capital Corporation 多利資本有限公司 | RO | 5 | 23 February 2024 | |
| Doric Capital Corporation 多利資本有限公司 | RO | 4 | 23 February 2024 | |
| Doric Capital Corporation 多利資本有限公司 | RE | 9 | 09 February 2024 | 23 February 2024 |
| Doric Capital Corporation 多利資本有限公司 | RE | 4 | 09 February 2024 | 23 February 2024 |
| VBG Asset Management Limited 建泉資產管理有限公司 | RO | 9 | 27 September 2023 | 19 January 2024 |
| VBG Asset Management Limited 建泉資產管理有限公司 | RO | 4 | 27 September 2023 | 19 January 2024 |
| VBG Asset Management Limited 建泉資產管理有限公司 | RE | 9 | 11 June 2020 | 27 September 2023 |
| VBG Asset Management Limited 建泉資產管理有限公司 | RE | 4 | 11 June 2020 | 27 September 2023 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 20 December 2012 | 28 April 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 11 October 2012 | 28 April 2020 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 17 October 2011 | 03 October 2012 |