SFC Licences of CHEN Yen-fu 陳彥甫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Luminous Asset Management (HK) Limited	RE	9	02 January 2024
Haitong International Futures Limited 海通國際期貨有限公司	RE	5	19 September 2022	06 April 2023
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	19 September 2022	06 April 2023
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	19 September 2022	06 April 2023
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	19 September 2022	06 April 2023
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	9	10 December 2021	01 September 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	5	10 December 2021	01 September 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	4	10 December 2021	01 September 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	10 December 2021	01 September 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	4	10 December 2021	01 September 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	1	10 December 2021	01 September 2022
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	13 March 2013	11 July 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	1	13 March 2013	11 July 2014
CLSA Research Limited 里昂證券投資研究有限公司	RE	4	21 October 2011	30 November 2012