SFC Licences of MAN Yim King 文艷琼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 11 August 2016 31 January 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 11 August 2016 31 January 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 11 August 2016 31 January 2017
RED Capital Group Limited 瑞德資本集團有限公司 RE 6 24 November 2014 20 May 2016
RED Capital Group Limited 瑞德資本集團有限公司 RE 4 24 November 2014 20 May 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 24 September 2013 15 November 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 24 September 2013 15 November 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 24 September 2013 15 November 2014
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 03 July 2012 30 August 2013
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 03 July 2012 30 August 2013
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 24 November 2011 30 June 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 24 November 2011 30 June 2012