SFC Licences of KWONG Hiu Fung, Sunny 鄺曉楓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 02 December 2016 | 01 August 2017 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 29 June 2016 | 01 August 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 26 June 2015 | 01 August 2017 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 26 June 2015 | 15 February 2016 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 03 January 2014 | 18 June 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 03 January 2014 | 18 June 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 19 December 2011 | 30 July 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 19 December 2011 | 30 July 2012 |