SFC Licences of YU Hui 俞慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Securities (Far East) Limited
RO 1, 4, 6 07 April 2021
CLSA Limited 中信里昂證券有限公司
RE 1, 4 08 June 2018 26 October 2018
J.P. Morgan Securities (Far East) Limited
RO 1, 4, 6 23 November 2015 02 May 2018
J.P. Morgan Securities (Far East) Limited
RE 1, 4, 6 13 January 2012 23 November 2015
J.P. Morgan Securities (Far East) Limited
RE 1, 4, 6 07 December 2020 07 April 2021
CLSA Limited 中信里昂證券有限公司
RO 1, 4 26 October 2018 26 November 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 26 October 2018 26 November 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 08 June 2018 26 October 2018