SFC Licences of YU Hui 俞慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 07 September 2023
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 07 September 2023
J.P. Morgan Securities (Far East) Limited RO 6 07 April 2021 14 December 2022
J.P. Morgan Securities (Far East) Limited RO 4 07 April 2021 14 December 2022
J.P. Morgan Securities (Far East) Limited RO 1 07 April 2021 14 December 2022
J.P. Morgan Securities (Far East) Limited RE 6 07 December 2020 07 April 2021
J.P. Morgan Securities (Far East) Limited RE 4 07 December 2020 07 April 2021
J.P. Morgan Securities (Far East) Limited RE 1 07 December 2020 07 April 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 6 26 October 2018 26 November 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 4 26 October 2018 26 November 2020
CLSA Limited 中信里昂證券有限公司 RO 4 26 October 2018 26 November 2020
CLSA Limited 中信里昂證券有限公司 RO 1 26 October 2018 26 November 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 08 June 2018 26 October 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 08 June 2018 26 October 2018
CLSA Limited 中信里昂證券有限公司 RE 4 08 June 2018 26 October 2018
CLSA Limited 中信里昂證券有限公司 RE 1 08 June 2018 26 October 2018
J.P. Morgan Securities (Far East) Limited RO 6 23 November 2015 02 May 2018
J.P. Morgan Securities (Far East) Limited RO 4 23 November 2015 02 May 2018
J.P. Morgan Securities (Far East) Limited RO 1 23 November 2015 02 May 2018
J.P. Morgan Securities (Far East) Limited RE 1 13 January 2012 23 November 2015
J.P. Morgan Securities (Far East) Limited RE 4 13 January 2012 23 November 2015
J.P. Morgan Securities (Far East) Limited RE 6 13 January 2012 23 November 2015