SFC Licences of YU Hui 俞慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited |
RO | 1, 4, 6 | 07 April 2021 | |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1, 4 | 08 June 2018 | 26 October 2018 |
| J.P. Morgan Securities (Far East) Limited |
RO | 1, 4, 6 | 23 November 2015 | 02 May 2018 |
| J.P. Morgan Securities (Far East) Limited |
RE | 1, 4, 6 | 13 January 2012 | 23 November 2015 |
| J.P. Morgan Securities (Far East) Limited |
RE | 1, 4, 6 | 07 December 2020 | 07 April 2021 |
| CLSA Limited 中信里昂證券有限公司 |
RO | 1, 4 | 26 October 2018 | 26 November 2020 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 4, 6 | 26 October 2018 | 26 November 2020 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 08 June 2018 | 26 October 2018 |