SFC Licences of LIU Jian 劉見

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SDHG International Asset Management Limited 山高國際資產管理有限公司	RE	4	20 January 2023	10 February 2024
SDHG International Asset Management Limited 山高國際資產管理有限公司	RE	9	06 January 2023	10 February 2024
Aspoon Capital Limited 一瓢資本有限公司	RE	9	06 December 2021	23 August 2022
Gavekal Capital Limited	RE	9	29 July 2021	01 October 2021
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	9	13 December 2017	25 April 2021
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	4	13 December 2017	25 April 2021
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	1	13 December 2017	25 April 2021
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	9	18 November 2015	30 November 2017
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	4	18 November 2015	30 November 2017
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	1	18 November 2015	30 November 2017
Rifa Futures Limited 日發期貨有限公司	RE	2	21 November 2012	19 October 2015
Rifa Securities Limited 日發證券有限公司	RE	1	21 November 2012	19 October 2015
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RE	2	15 June 2012	16 October 2012