SFC Licences of JIANG Yu 蔣昱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
EIP Alpha Limited	RO	9	06 November 2023
EIP Alpha Limited	RO	5	06 November 2023
EIP Alpha Limited	RO	4	06 November 2023
Enhanced Investment Products Limited 易亞投資管理有限公司	RO	9	06 November 2023
Enhanced Investment Products Limited 易亞投資管理有限公司	RO	5	06 November 2023
Enhanced Investment Products Limited 易亞投資管理有限公司	RO	4	06 November 2023
Enhanced Investment Products Limited 易亞投資管理有限公司	RE	9	18 July 2022	06 November 2023
Enhanced Investment Products Limited 易亞投資管理有限公司	RE	5	18 July 2022	06 November 2023
Enhanced Investment Products Limited 易亞投資管理有限公司	RE	4	18 July 2022	06 November 2023
KGI Asset Management Limited 凱基資產管理有限公司	RE	9	13 December 2021	10 June 2022
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	13 August 2019	10 June 2022
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	03 October 2017	10 June 2022
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017	13 August 2019
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	13 July 2016	02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	13 July 2016	02 October 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	12 August 2014	10 June 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	12 August 2014	10 June 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	2	04 February 2014	31 May 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	02 August 2012	31 May 2014