SFC Licences of LAM Chi Wai, Benny 林志偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ASA Securities Limited 富國證券有限公司 | RE | 4 | 28 July 2023 | 23 February 2024 |
ASA Securities Limited 富國證券有限公司 | RE | 1 | 28 July 2023 | 23 February 2024 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 13 March 2023 | 09 June 2023 |
YONXI Securities Limited 雍熙證券有限公司 | RO | 4 | 13 June 2022 | 31 December 2022 |
YONXI Securities Limited 雍熙證券有限公司 | RO | 1 | 13 June 2022 | 31 December 2022 |
Tongfang Securities Limited 同方證券有限公司 | RO | 1 | 07 May 2020 | 07 January 2022 |
Tongfang Securities Limited 同方證券有限公司 | RE | 4 | 07 May 2020 | 07 January 2022 |
Mango Financial Limited 芒果金融有限公司 | RO | 1 | 28 January 2019 | 04 May 2020 |
Mango Financial Limited 芒果金融有限公司 | RE | 4 | 23 August 2018 | 04 May 2020 |
Mango Financial Limited 芒果金融有限公司 | RE | 1 | 22 February 2018 | 28 January 2019 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 22 August 2012 | 05 February 2018 |