SFC Licences of XIE Ting 謝挺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 21 May 2020 | 25 October 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 21 May 2020 | 25 October 2022 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 27 April 2020 | 25 October 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 27 April 2020 | 25 October 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 28 March 2013 | 14 April 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 03 October 2012 | 14 April 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 03 October 2012 | 01 March 2013 |