SFC Licences of CHAN Zi Wei, Gerald 陳子為
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 1 | 17 April 2020 | |
UBS Securities Hong Kong Limited | RE | 6 | 15 August 2018 | 27 February 2020 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 24 September 2015 | 30 November 2015 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 24 September 2015 | 30 November 2015 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 1 | 24 September 2015 | 30 November 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 12 October 2012 | 08 January 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 12 October 2012 | 08 January 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 12 October 2012 | 08 January 2015 |