SFC Licences of CHOY Tak Sum 蔡德森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 28 February 2023 | |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RO | 4 | 21 June 2022 | |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RO | 1 | 21 June 2022 | |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 16 February 2022 | 21 June 2022 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 16 February 2022 | 21 June 2022 |
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 1 | 15 May 2020 | 24 November 2020 |
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 9 | 15 April 2020 | 18 August 2023 |
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 4 | 15 April 2020 | 29 April 2021 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 31 March 2015 | 20 March 2020 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 31 March 2015 | 20 March 2020 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 09 November 2012 | 17 May 2013 |