SFC Licences of LIN Ni 林昵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司	RO	9	08 February 2019
GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司	RO	4	08 February 2019
GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司	RO	1	08 February 2019
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司	RO	9	16 June 2017	31 May 2018
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司	RO	4	16 June 2017	31 May 2018
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司	RO	1	16 June 2017	31 May 2018
Target Capital Management Limited 泰達資產管理有限公司	RE	4	22 February 2017	08 May 2017
Target Capital Management Limited 泰達資產管理有限公司	RE	1	22 February 2017	08 May 2017
iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司	RE	4	18 January 2016	04 September 2016
iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司	RE	1	18 January 2016	04 September 2016
iFAST Financial (HK) Limited 奕豐金融(香港)有限公司	RE	4	18 January 2016	04 September 2016
iFAST Financial (HK) Limited 奕豐金融(香港)有限公司	RE	1	18 January 2016	04 September 2016
Leading Securities Company Limited 立鼎證券有限公司	RO	4	12 November 2014	04 May 2015
Leading Securities Company Limited 立鼎證券有限公司	RO	1	12 November 2014	04 May 2015
Leading Securities Company Limited 立鼎證券有限公司	RE	9	12 June 2014	22 January 2015
Leading Securities Company Limited 立鼎證券有限公司	RE	4	21 February 2013	12 November 2014
Leading Securities Company Limited 立鼎證券有限公司	RE	1	21 February 2013	12 November 2014