SFC Licences of GUO Shihai 郭世海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 | RO | 9 | 31 May 2023 | 18 October 2023 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 | RO | 4 | 31 May 2023 | 18 October 2023 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 | RO | 1 | 31 May 2023 | 18 October 2023 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 4 | 13 February 2020 | 14 April 2021 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 23 January 2020 | 14 April 2021 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 23 January 2020 | 14 April 2021 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 28 April 2015 | 31 December 2019 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 1 | 28 April 2015 | 31 December 2019 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 17 April 2013 | 16 February 2015 |