SFC Licences of YIU Sze To 饒斯韜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 28 September 2023 | |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 25 August 2021 | 23 June 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 25 August 2021 | 23 June 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 25 August 2021 | 23 June 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 04 September 2017 | 18 June 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 04 September 2017 | 18 June 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 04 September 2017 | 18 June 2021 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 24 January 2014 | 28 July 2017 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 30 May 2013 | 25 October 2013 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 30 May 2013 | 25 October 2013 |