SFC Licences of CHEN Dan 陳丹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 02 January 2018 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 02 January 2018 | |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 28 December 2015 | 10 October 2017 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 28 December 2015 | 10 October 2017 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 15 August 2014 | 31 August 2015 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 15 August 2014 | 31 August 2015 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 18 March 2014 | 31 August 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 June 2013 | 27 January 2014 |