SFC Licences of CHU Ki Tat 朱其達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 4 | 14 May 2019 | 29 August 2019 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 1 | 14 May 2019 | 29 August 2019 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 27 May 2016 | 17 May 2018 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 27 May 2016 | 17 May 2018 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 25 July 2013 | 22 June 2015 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 2 | 25 July 2013 | 22 June 2015 |