SFC Licences of YANG Yi 楊逸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 31 March 2021 | 08 March 2023 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 09 July 2018 | 22 December 2020 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 09 July 2018 | 22 December 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 09 July 2018 | 22 December 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 09 July 2018 | 22 December 2020 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 03 November 2014 | 29 June 2018 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 01 August 2013 | 17 October 2014 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 01 August 2013 | 17 October 2014 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 01 August 2013 | 17 October 2014 |