SFC Licences of LEE Ka Ho 李家豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hartford Capital Limited 華普資本有限公司	RO	9	22 November 2023
Hartford Capital Limited 華普資本有限公司	RE	9	03 October 2023	22 November 2023
Sheng Yuan Asset Management Limited 盛源資產管理有限公司	RO	9	18 August 2021	07 June 2023
Sheng Yuan Asset Management Limited 盛源資產管理有限公司	RO	4	18 August 2021	07 June 2023
Sheng Yuan Securities Limited 盛源證券有限公司	RO	1	18 August 2021	07 June 2023
Augustine Securities Company Limited 奧古證券有限公司	RO	1	12 August 2020	09 August 2021
Augustine Asset Management Limited 奧古資產管理有限公司	RO	9	12 August 2020	09 August 2021
Augustine Asset Management Limited 奧古資產管理有限公司	RO	4	12 August 2020	09 August 2021
Augustine Securities Company Limited 奧古證券有限公司	RE	1	28 April 2020	12 August 2020
Augustine Asset Management Limited 奧古資產管理有限公司	RE	9	28 April 2020	12 August 2020
Augustine Asset Management Limited 奧古資產管理有限公司	RE	4	28 April 2020	12 August 2020
Mason Investment Management Limited 茂宸投資管理有限公司	RE	1	03 June 2019	15 November 2019
Mason Investment Management Limited 茂宸投資管理有限公司	RE	9	17 September 2018	15 November 2019
Mason Investment Management Limited 茂宸投資管理有限公司	RE	4	17 September 2018	15 November 2019
Sinomax Securities Limited 佳富達證券有限公司	RE	9	07 November 2016	04 September 2018
Sinomax Securities Limited 佳富達證券有限公司	RE	4	07 November 2016	04 September 2018
Sinomax Securities Limited 佳富達證券有限公司	RE	1	07 November 2016	04 September 2018
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司	RE	9	28 April 2016	01 June 2016
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司	RE	4	28 April 2016	01 June 2016
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司	RE	1	28 April 2016	01 June 2016
Quam Securities Limited 華富建業證券有限公司	RE	9	08 August 2014	04 February 2016
Quam Securities Limited 華富建業證券有限公司	RE	2	22 August 2013	04 February 2016
Quam Securities Limited 華富建業證券有限公司	RE	1	22 August 2013	04 February 2016