SFC Licences of MA Chengjunyi 馬程俊譯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 RO 1 17 March 2023
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 RE 1 20 July 2022 17 March 2023
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 9 19 July 2021 01 July 2022
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 4 19 July 2021 01 July 2022
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 27 April 2021 01 July 2022
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 9 27 April 2021 19 July 2021
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 27 April 2021 19 July 2021
Fosun International Securities Limited 復星國際證券有限公司 RO 9 11 March 2021 09 April 2021
Fosun International Securities Limited 復星國際證券有限公司 RE 4 03 December 2019 09 April 2021
Fosun International Securities Limited 復星國際證券有限公司 RE 1 03 December 2019 09 April 2021
Fosun International Securities Limited 復星國際證券有限公司 RE 9 03 December 2019 11 March 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 03 November 2017 24 October 2019
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 03 November 2017 24 October 2019
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 03 November 2017 24 October 2019
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 03 November 2017 24 October 2019
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 03 November 2017 24 October 2019
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 03 November 2017 24 October 2019
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 03 November 2017 24 October 2019
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 03 November 2017 24 October 2019
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 03 November 2017 24 October 2019
Cornerstone Securities Limited 基石證券有限公司 RE 1 16 August 2016 17 October 2017
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 27 September 2013 01 April 2015
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 27 September 2013 01 April 2015