SFC Licences of KONG Kar Wai, Thomas 江家衛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	28 October 2021	07 June 2023
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	28 October 2021	07 June 2023
Haitong International Futures Limited 海通國際期貨有限公司	RO	2	08 February 2021	28 October 2021
Haitong International Securities Company Limited 海通國際證券有限公司	RO	1	08 February 2021	28 October 2021
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	24 November 2020	08 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	24 November 2020	08 February 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	23 December 2015	30 August 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	23 December 2015	30 August 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	23 December 2015	30 August 2017
SC Lowy Asset Management (HK) Limited	RE	9	16 June 2015	19 October 2015
SC Lowy Financial (HK) Limited	RE	1	16 June 2015	19 October 2015
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	10 January 2014	16 June 2015
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	03 October 2013	16 June 2015
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	03 October 2013	16 June 2015