SFC Licences of LI Ho Pan 李皓斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| WEBULL SECURITIES LIMITED 微牛證券有限公司 | RE | 4 | 21 March 2024 | |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 | RE | 2 | 21 March 2024 | |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 | RE | 1 | 21 March 2024 | |
| iSAM Securities (HK) Limited | RE | 3 | 03 March 2020 | 28 April 2021 |
| SoFi Securities (Hong Kong) Limited | RE | 4 | 04 January 2016 | 22 January 2016 |
| SoFi Securities (Hong Kong) Limited | RE | 1 | 27 August 2015 | 22 January 2016 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 2 | 29 November 2013 | 19 August 2015 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 29 November 2013 | 19 August 2015 |