SFC Licences of TSE Man Hon, Matthew 謝文瀚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BDA Partners (HK) Limited | RE | 4 | 08 May 2023 | |
BDA Partners (HK) Limited | RE | 1 | 08 May 2023 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 12 October 2021 | 11 February 2022 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 08 September 2021 | 11 February 2022 |
Silver Nile Global Investments Limited 銀豐環球投資有限公司 | RE | 1 | 06 August 2019 | 02 July 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 09 July 2018 | 12 December 2018 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 09 July 2018 | 12 December 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 09 July 2018 | 12 December 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 09 July 2018 | 12 December 2018 |
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 17 December 2013 | 20 April 2018 |