SFC Licences of MC KEOWN Darryl Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Asia Pacific) Limited | 4 | 27 January 2021 | ||
J.P. Morgan Securities (Asia Pacific) Limited | 1 | 27 January 2021 | ||
J.P. Morgan Broking (Hong Kong) Limited | RO | 7 | 15 November 2017 | |
J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 15 November 2017 | |
J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 15 November 2017 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 24 March 2016 | 15 November 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 24 March 2016 | 15 November 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 24 March 2016 | 15 November 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 24 March 2016 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 24 March 2016 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 09 December 2013 | 21 January 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 09 December 2013 | 21 January 2016 |