SFC Licences of CAI Yibo 蔡怡博
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 4 | 02 June 2023 | 28 December 2023 |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 02 June 2023 | 28 December 2023 |
Hao Tian Asset Management Limited 昊天資產管理有限公司 | RE | 9 | 06 October 2017 | 09 June 2018 |
Hao Tian International Futures Limited 昊天國際期貨有限公司 | RE | 2 | 30 August 2017 | 09 June 2018 |
Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 26 April 2017 | 09 June 2018 |
Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 1 | 06 March 2017 | 10 April 2017 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 04 December 2014 | 31 August 2016 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 09 January 2014 | 21 November 2014 |